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06 Numbers and Powers

Shannon Diversity Index: How to Calculate It

Card No. 06·8032 · Updated · Standard formula, shown below

The calculator on this card is switched off while it is checked. The formula is below, and the worked example shows how to do the sum by hand.

Shannon’s diversity index (also called the Shannon-Wiener or Shannon-Weaver index) is a measure of biodiversity that accounts for both species richness (how many different species are present) and species evenness (how evenly individuals are distributed among those species). It is widely used in ecology to compare the diversity of different habitats, monitor changes over time, or assess the impact of disturbances. To calculate it, you need a list of species and the number of individuals (or biomass, or cover) for each species in your sample. The index yields a number, typically between 1.5 and 3.5, where higher values indicate greater diversity.

Formula

The Shannon diversity index is calculated using the formula:

H’ = – Σ (pi × ln(pi))

where:

  • H’ is the Shannon diversity index (dimensionless).
  • pi is the proportion of individuals belonging to the i-th species. It is calculated as pi = ni / N, where ni is the number of individuals of species i, and N is the total number of individuals across all species.
  • ln is the natural logarithm (base e). Some textbooks use log base 2, but natural log is standard in most ecological literature.
  • The summation (Σ) is over all species from i = 1 to S, where S is the total number of species.

The index is often accompanied by the evenness measure, which normalizes H’ to a scale of 0 to 1:

E = H’ / ln(S)

where S is the number of species. Evenness close to 1 means the species are nearly equally abundant; close to 0 means one species dominates.

Worked Example

Let’s use the default values from the calculator: 5 species with abundances 10, 8, 6, 4, and 2.

  1. Calculate total individuals (N): 10 + 8 + 6 + 4 + 2 = 30.
  2. Calculate proportions (pi):
    • Species 1: 10/30 = 0.3333
    • Species 2: 8/30 = 0.2667
    • Species 3: 6/30 = 0.2000
    • Species 4: 4/30 = 0.1333
    • Species 5: 2/30 = 0.0667
  3. Compute ln(pi) for each:
    • ln(0.3333) = -1.0986
    • ln(0.2667) = -1.3218
    • ln(0.2000) = -1.6094
    • ln(0.1333) = -2.0149
    • ln(0.0667) = -2.7081
  4. Multiply pi × ln(pi):
    • 0.3333 × -1.0986 = -0.3662
    • 0.2667 × -1.3218 = -0.3525
    • 0.2000 × -1.6094 = -0.3219
    • 0.1333 × -2.0149 = -0.2687
    • 0.0667 × -2.7081 = -0.1805
  5. Sum these products: -0.3662 + (-0.3525) + (-0.3219) + (-0.2687) + (-0.1805) = -1.4898
  6. Apply the negative sign: H’ = -(-1.4898) = 1.4898 ≈ 1.490 (rounded to 3 decimals, as the calculator shows).

So the Shannon diversity index for this sample is 1.490. The evenness would be E = 1.490 / ln(5) = 1.490 / 1.6094 = 0.926, indicating high evenness.

When to Use Shannon Diversity Index

Use Shannon’s index when you want a single number that summarizes the diversity of a community. It is particularly useful when:

  • You are comparing diversity across different sites or treatments (e.g., forest vs. grassland).
  • You want to monitor changes in diversity over time (e.g., after a fire or restoration).
  • You need to incorporate both species richness and evenness, rather than just counting species.
  • You are working with random samples from a larger community, as the index is based on proportional abundances.

It is less appropriate when you have very small sample sizes or when you need to compare communities with vastly different sampling efforts. In those cases, rarefaction or other methods may be better.

How to Read the Result

The Shannon index has no absolute maximum; it increases with both the number of species and the evenness of their abundances. In practice:

  • H’ = 0 means only one species is present (no diversity).
  • H’ = 1.5 to 2.5 is common for many natural communities.
  • H’ > 3 indicates high diversity, often found in tropical rainforests or coral reefs.
  • H’ < 1 suggests low diversity, often in disturbed or harsh environments.

But these are rough guides; the value depends on the taxonomic group and sampling scale. Always compare H’ values from samples collected with the same methods and effort.

Common Mistakes

  • Using counts instead of proportions: Forgetting to divide each species count by the total N. If you sum ni × ln(ni) directly, you get a different, meaningless number.
  • Using log base 10 or base 2 without noting it: The index value changes with the log base. Natural log (ln) is standard; if you use base 10, the value will be about 2.3026 times smaller. Always state which base you used.
  • Ignoring zero abundances: If you include species with zero individuals, ln(0) is undefined. Only include species that are actually present in your sample.
  • Rounding too early: Rounding proportions to 2 decimals before taking the log can introduce significant errors. Keep as many decimals as possible during calculations, and round only the final result.
  • Confusing H’ with evenness: H’ is the raw index; evenness is H’ divided by ln(S). They are different metrics.

Tips

  • Use a spreadsheet (Excel, Google Sheets) or a calculator with a ln function to avoid arithmetic errors.
  • If you have many species, consider using a statistical software package (R, Python) that has built-in functions for diversity indices.
  • Always report the number of species (S) and the total individuals (N) along with H’, because the index alone can be misleading without context.
  • For small samples, consider using the Shannon index with a bias correction (e.g., the Hutcheson t-test) if you plan to compare two samples statistically.
  • When comparing samples, use the same sampling effort (e.g., same number of quadrats, same transect length) to avoid confounding diversity with sampling intensity.

Troubleshooting

My result is negative or NaN: This usually happens when you include a zero abundance. Remove all species with zero counts. Also ensure that the sum of abundances is not zero.

The calculator says “Cannot compute”: This occurs if the total abundance is zero or if any abundance is negative. Check your inputs.

My H’ value seems too high or too low: Double-check that you are using natural log, not log10. Also verify that you divided each count by the total N before taking the log.

I get different results from another calculator: Some calculators use log base 2 or base 10. Convert to natural log by multiplying by ln(2) or ln(10) respectively. Also check if the other calculator uses a different bias correction.

My evenness is greater than 1: That is impossible if you used the correct formula. If E > 1, you likely used the wrong number of species (S) or made a rounding error. Recalculate S as the number of species with non-zero abundances.

Frequently Asked Questions

What is the difference between Shannon and Simpson diversity indices?

Shannon’s index emphasizes species richness and gives more weight to rare species, while Simpson’s index emphasizes dominance and gives more weight to common species. Shannon is more sensitive to changes in rare species, Simpson to changes in abundant ones.

Can I use Shannon index for non-ecological data?

Yes, it can be used to measure diversity in any categorical data, such as the diversity of words in a text, the diversity of customer types, or the diversity of gene variants. The same formula applies.

What is the maximum value of Shannon index?

There is no fixed maximum; it increases with the number of species. The theoretical maximum for a given number of species S is ln(S), which occurs when all species are equally abundant. For example, with 10 species, max H’ = ln(10) ≈ 2.303.

Should I use natural log or log base 2?

Natural log (ln) is the most common in ecology. Log base 2 gives values in bits and is sometimes used in information theory. The choice does not affect the ranking of sites, but you must state which base you used because the numerical values differ.

How many individuals do I need to sample to get a reliable Shannon index?

There is no strict rule, but larger samples give more stable estimates. As a guideline, try to sample at least 100 individuals or until the species accumulation curve levels off. For rare species, you may need even more.

Can I compare Shannon indices from samples with different total abundances?

Yes, because the index is based on proportions, not raw counts. However, if one sample is much smaller, it may underestimate diversity due to missing rare species. In that case, use rarefaction to standardize sample size.

Related

Formula used
in n | Number of species | - | 5 | 1 | 1000
in abundances | Abundances (comma-separated) | - | 10, 8, 6, 4, 2 | 0 | 1000000
out H | Shannon diversity index (H') | - | -sum(map(i, (i / sum) * ln(i / sum))) | 3
out E | Evenness (E = H'/ln(S)) | - | H / ln(count) | 3

Each line is one input (in, sel, list) or one result (out: label, unit, formula, decimals). How the calculators work

Method: the standard formula for this calculation, rounded as each result states. See how the calculators work or report an error.

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